Anti-Money Laundering Enforcement at the SEC & DOJ: Trends, Considerations & Strategies for D&O Carriers and Counsel

Begins at Wed, Sep 30, 2020 12:00 PM
Ends at Wed, Sep 30, 2020 01:00 PM

About the Speakers

Patrick Mincey of Cranfill Sumner & Hartzog, LLP is a trial lawyer.  He represents domestic and foreign clients in litigation throughout the United States and investigations worldwide.  He founded and manages the Cranfill Sumner & Hartzog LLP’s White Collar & Criminal Defense Group.  Patrick represents clients in investigations, litigation, corporate crises and prosecutions by federal, state and foreign governments.  He has handled matters for clients from and concerning investigations in Europe, Asia, South America and Africa.

Patrick has experience in matters where criminal and civil exposure reaches billions of dollars, and he is routinely involved in cases where individuals face decades of imprisonment.  His clients include professionals and c-suite executives, international conglomerates, private and Fortune 100 companies, securities and real estate brokerages, accounting and law firms, investment groups and registered advisers.  His clients operate in industries ranging from finance and international trade to health care and defense procurement.

In civil and regulatory matters, Patrick represents clients in international finance and securities, antitrust, health care compliance, environmental regulation, the False Claims Act, Foreign Corrupt Practices Act, Stark Law / Anti-Kickback, financial and sexual employment misconduct, RICO, securities fraud, qui tam relators and government whistleblowers, unfair and deceptive business practices, trade secrets and economic espionage.

Patrick regularly advises insurance companies navigating federal grand jury subpoenas, civil investigative demands and regulatory investigations of their insureds.  

Stephen Bell of Cranfill Sumner & Hartzog, LLP has over seven years of experience litigating complex commercial matters for plaintiffs and defendants in state and federal courts and before administrative bodies. His work includes professional liability defense, securities litigation and arbitration, government whistleblower actions, commercial litigation, class actions and multi-district litigation, real property disputes, high-net-worth estate litigation, and premises and product liability litigation. Stephen routinely acts as outside counsel to a number of businesses in the Carolinas and throughout the country, guiding his clients through regulatory issues, risk-mitigation endeavors, and transactional matters. Stephen has a Martindale-Hubbell AV Rating and is a Super Lawyers’ Rising Star, a distinction reserved for 2.5% of attorneys in the state.

Stephen attended the Wake Forest University School of Law, where he served as Articles Editor of the Journal of Law & Policy, and received his undergraduate degree from Clemson University.

Zac Bolitho practices in the White Collar and Criminal Defense group at Cranfill Sumner & Hartzog LLP.  He represents companies and individuals in criminal prosecutions, government investigations, internal investigations, regulatory compliance matters, and constitutional litigation. Zac has a wealth of experience in these areas, having previously served in high-level positions at the U.S. Department of Justice.  More specifically, he was an Associate Deputy Attorney General and the Chief of Staff to Deputy Attorney General Rod Rosenstein, as well as the U.S. Department of Justice's ex officio member of the U.S. Sentencing Commission.  Earlier in his career, Zac was an Assistant U.S. Attorney in the Eastern District of Tennessee where he prosecuted fraud, public corruption, and violent crime cases. 

In addition to his role at CSH, Zac is an Associate Professor of Law at Campbell University School of Law in Raleigh, North Carolina.  He has been voted “Professor of the Year” by the student body on three occasions and has received the Dean’s Excellence in Teaching Award.  Zac began his legal career as a law clerk for Judge David W. McKeague of the U.S. Court of Appeals for the Sixth Circuit. Zac received his J.D., summa cum laude and Order of the Coif, from The Ohio State University, Moritz College of Law.  He received his undergraduate degree from the University of Mount Union where he was the top student in his graduating class.


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